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Written reprimand format

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Written reprimand format
April 25, 2019 1st Anniversary Wishes 4 comments

Sample reprimand letters with must-know tips, easy steps, sample phrases and sentences. Write your reprimand letter today.

Occasionally, the person that was once a star employee turns into a slacker. They go from hitting their KPIs to turning up to work an hour late, taking an extra-long lunch break and making personal calls on company time.

So, what can you do when you need to discipline an employee? And is a written warning the only option?

If you’ve already used the soft approach (verbal warning), a written notice could be your answer. The purpose here is to inform the employee how their misconduct has an impact on their work and the company as a whole.

When it comes to serious one-time offences, it makes sense to bypass the verbal warning stage. Instead, you’ll want written proof that can go in the employee’s file.

So, to ensure you’re fully covered next time you have a disciplinary situation, we’ve listed all the information, tips and steps to follow when you need to prepare your very own warning letter.

 

 

Structuring Your Letter

As this is an official letter, you must carefully abide by some formatting rules to ensure that the information is clearly presented in a professional manner.

Your letter should typically follow the below structure:

  • Sender’s address: Start the letter with your address listed in the left-hand corner of the page (or in the right-hand corner if you're based in the US).
  • Recipient’s address: This should appear a few lines below the sender’s address, aligned to the left of the document.
  • Date: Include the official date of the letter a few lines below the recipient’s address.
  • Subject line: The subject of your letter should be clear and to the point. For example, it should say something like ‘Warning Letter for Employee Name’, followed by the reason for the reprimand.
  • Salutation: Although standard letters follow a formal salutation (eg: ‘Dear Mr Smith’), as you are writing to an employee that you speak to on a daily basis, it’s acceptable to address them by their first name (for example, ‘Dear Jane’).
  • Opening paragraph: In the opening paragraph, you should get straight to the point of the letter. You must clearly and meticulously list the problem and the reason for issuing the letter. Specific details should also be included within the first sentence; for example, if the event happened on a specific day, or if it is following a verbal warning that was carried out, be sure to date it.
  • Body: Within the second paragraph, explain the action that is required to correct the issue. For example, if you are going to implement a correctional training scheme, list the specific details, along with the timeframe that will be given for improvement.
  • Final paragraph: The third paragraph should advise what disciplinary action should follow. For example, if the next step is termination of employment, you need to write it clearly in this section. This is important as it protects the business against any legal disputes, ensuring that you gave the employee plenty of time for improvements.
  • Closing: You should close your letter on a positive note, which shows that you still believe there is time for the employee to improve. For example, you could specify that you still believe they are a ‘valuable asset to the organisation’.
  • Your name and signature: As you will need a written copy of this letter, opt for a handwritten signature. You will also need to leave space for the employee’s signature at the bottom of the letter.

 

Tips for Writing Your Letter

  • Speak to the employee privately: When delivering such news, it’s essential that it’s kept private and away from other employees – and carrying out such conversations should be in an office setting. Besides, it’s important to also speak to the employee before delivering the letter so it doesn’t come as a surprise.
  • Deliver the warning letter as soon as the incident happens: If you want to be taken seriously, you should issue the warning and take effective measures as soon as the event occurs. Waiting simply diminishes the severity of the warning and can take longer to rectify any damages.
  • Reinforce what the consequences are in writing: Although you would have verbally informed your employee of the consequences, it’s important to reiterate them if the outcome doesn’t change or if they fail to improve in the area that they have fallen behind.
  • Ask the employee to sign the letter: While it’s not compulsory for the employee to sign the letter, it’s advisable that they do. It confirms that they’ve acknowledged the warning and understand the consequences if they fail to redeem themselves. If they refuse to sign it, you can gain proof of receipt by attaching the letter to an email and sending that across.

 

 

Sample Letters

Below are a couple of different written warning templates from Emctrack which you can follow when you’re preparing a letter of reprimand of your own.

Example 1

 

 

Example 2

 

Things to Remember

  • Keep it factual and objective: Keeping emotions out of difficult conversations is essential, as you don’t want your employee to feel as if they are being personally attacked; listing facts and figures is much more effective. In such cases, employees can get heated and emotional, but while it can be uncomfortable, you should remain calm and composed.
  • Don’t forget to proofread: This may seem like an obvious point, but it’s essential that you proofread your letter before sending it to the employee in question. Consider using an online proofreading tool like Grammarly or Hemingway App, or asking a colleague in Human Resources to read over the letter.
  • Consider seeking legal advice: If you’re concerned about the legalities of the disciplinary action, you should consult a lawyer or an employee association who will guide you through the procedure. They will be able to advise what the best measures are to ensure you don’t end up in a legal battle further down the line.

 

 

While warning employees on their performance and actions can be tough, it’s necessary to take the appropriate measures and follow company policy. If the dismissed employee decides to take legal action further down the line, an employment tribunal will consider if the employee was warned about their performance or conduct issues, and a warning letter does just that!

Have you ever had to issue a warning letter before? Share your experiences with us in the comments section below.

(October ) (Learn how and when to remove this template message). A letter of reprimand is a US Department of Defense procedure involving a letter to an.

Verbal and Written Reprimand Letter Template

written reprimand format

When an employee's behavior compromises your team's productivity and morale, it's time to take action. Even though it is essential to meet with the employee to discuss your concerns, following up with an insubordination letter not only puts the employee on notice that his behavior is unacceptable, it also provides your business with documentation that can be used in a lawsuit or in an unemployment claim dispute.

Follow Business Correspondence Rules

Write the letter on company letterhead. If you are sending the letter via email, then save the letter as a .pdf and send it as an attachment. Start the letter in a memo format that provides essential information as to what the correspondence is about.

Example:

TO: Jane Smith
FROM: Jerry Smythe [initial this line]
SUBJECT: Office Misconduct
DATE: August 23, 2019

State the Facts

An insubordination letter is not an opportunity to vent your grievances at an employee who has become a nuisance or a liability. Keep your letter brief, its language unemotional and make sure that your concerns and consequences for the employee are clear.

Example:

As we discussed in our meeting today, I have serious concerns about your behavior toward both your colleagues and myself. On more than one occasion, you've demonstrated disrespect in group meetings, one-on-one discussions and during conversations here at the office. These behaviors are hurting office morale and have become a liability in getting the Johnson & Greene project completed.

Provide Examples of Behavior

Document the incidences of bad behavior within the letter. Be sure to include the dates and the names of other parties involved. Describe the negative behaviors dispassionately. Don't be dramatic, but do provide details that would help anyone reading the letter to understand what happened and as to why the employee's conduct merits a reprimand.

Example:

During yesterday's meeting (August 22, 2019), your behavior was unprofessional and disruptive. You rolled your eyes several times while Tim was speaking, interrupted him twice, and eventually turned away from him when he tried to speak with you about his concerns. You also sighed loudly while Ruth gave her report. When I asked you to please clarify what was upsetting you about what Ruth had to say, you shook your head and said that it would take too much time to do so.

This conduct followed your outburst on August 20, 2019, during which you raised your voice to Erica when she had difficulty finding a file that you wanted. We had guests in the office at the time, and I could tell that they were embarrassed at hearing you treat Erica that away. When I spoke to you privately about the incident, you shrugged your shoulders and said that "Erica needs to be held accountable for her disorganization." I stated that while this may be the case, there is never any reason to raise your voice, particularly in a professional setting. You agreed to "tone it down" in the future.

Today, when we met to discuss what happened in the August 29th meeting, you were defensive, asking me if I had it out for you. You insisted that I was overreacting. I pointed out that, as the owner of the company, it's up to me to decide what kind of office culture I want to foster. You said I was "too soft" and that the business would be heading for trouble if I kept "coddling" people. You interrupted me three times while I tried to explain my position and eventually stormed out of my office while I was still speaking to you.

Note Consequences

The letter should clearly explain the consequences of the employee's current behavior, as well as what she can expect if she does not make immediate changes. It is often a good idea to lay out a plan for immediate accountability for making positive changes.

Example:

Jane, while I've generally been impressed by your work and value you as an employee, it is impossible to foster a productive, collegial work environment when an employee regularly behaves as you have. To impress upon you the seriousness of your actions, and to give our team some time to regroup, I am suspending you for the rest of this week without pay. You will leave the office today, Wednesday, August 23, and will not return until 9 am on Monday, August 28. I hope this time off will give you some time to reflect on your actions and to consider steps you might take that will help you to function more appropriately in a professional environment.

Upon your return on Monday, please email me so that we can set up a time to discuss your plans for addressing your behavior. However, should your abrasive conduct continue, you may leave me with no choice but to dismiss you from your position. I sincerely hope it will not come to this, however.

About the Author

Lainie Petersen is a full-time freelance writer living in Chicago. She has written on part-time, full-time and freelance employment for a variety of online and offline publications. She holds a master's degree in library and information science from Dominican University.

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FREE Sample Reprimand Letters

written reprimand format

Sometimes employee behavior or performance gets so bad that you have to draft a formal warning letter explaining expectations and outlining consequences.  

The CEO of a small company has a wide range of performance-management tools at his or her disposal. The warning letter is kept at the back of that arsenal, only dusted off when there is a serious or chronic problem.

Typically a warning letter would be preceded by verbal conversations between the employee and his or her supervisor, both at performance reviews and in the course of the job. However, "the written communication, by its very nature, suggests that things are more serious at this point and also suggests that maybe [the supervisor's] prior communication wasn't clear enough," says Steve Kane, a human resources consultant based in Hillsborough, California. Here's how to write, deliver, and follow up on a warning letter telling an employee to shape up.

 

How a Write a Warning Letter for Employee Conduct: Does the Situation Call for a Warning Letter?

Though each company may choose to handle employee infractions differently, and the protocol will obviously change depending on the severity of the misconduct, there is a conventional progression for issuing increasingly serious warnings to the employee. "A lot of employers will start with a documented verbal warning, then they'll move to a written warning, and then a final written warning, and then termination of employment after that," says Darren Reed, a special expertise panel member at the Society for Human Resource Management.

If the warning letter is being issued in response to a serious one-time offense rather than a problem that's been developing over time, it makes sense to bypass the initial verbal warnings and proceed straight to the written reprimand. However, giving your employees continual positive and negative "feedback on their performance is the most important thing because any warning should not come as a surprise," says Kane.

But a written warning is often an indication that there has been some miscommunication on the employee or the employer's part, or both. "The issue with the employee may be that they're not understanding the importance of what you're telling them," theorizes Michele Williams, a professor at Cornell's School of Industrial and Labor Relations in the department of organizational behavior. A warning letter "cues them in that this is not something you're telling me in passing but this is really critical to my job performance."

Dig Deeper: How to Write a Warning Letter for Excessive Absence

How a Write a Warning Letter for Employee Conduct: Common Problems

There are as many reasons to write a warning letter as there are types of behavioral and performance problems with an employee. That said some problems are far more common than others. "Attendance is the most common [problem] for relatively small businesses," Kane says. "Because, at the end of the day, as Woody Allen used to say, '80 percent of life is just showing up.'"

Other common causes for drafting a warning letter include how employees treat their co-workers, inappropriate dress, and electronic communications the company deems inappropriate, such as visiting social media or pornographic websites.

Yet another type of problem is more common still than any of the issues listed above, and that is the quality or quantity of an employee's output. The quantity of work an employee does can increase with additional effort on his or her part but the same is not always true of the quality. For example, "if somebody just doesn't have artistic talent, it doesn't do a whole lot of good to give them 17 warnings," Kane says.

As a result, a sympathetic employer will attempt to be more accommodating of an employee's repeatedly failing to make their quota. If it's a certain skill that the employee is lacking, you could help them secure training within the organization or even reimburse them for outside classes. Kane explains, "it's expensive to terminate employees so you want to help them succeed."

Dig Deeper: How to Writing a Warning Letter for Poor Employee Performance

How a Write a Warning Letter for Employee Conduct: Who Should Write the Letter?

Whoever writes the warning letter, and they are often ghostwritten by a human resources specialist, the letter itself should come from the employee's direct supervisor. However, "the actual decision to formally write [the letter] up might involve more levels of the organization," Williams says. "The direct supervisor may actually be too close to the situation to see some of the structural or supervisory factors that may be influencing an employee's behavior." When multiple people at the managerial level consult about an employee's situation, they can bring more nuanced insights to bear on factors inside and outside of the organization that might be causing the problem.

As for whether to consult a lawyer when crafting a warning letter, in most cases it's a good belt-and-suspenders measure if you can afford it, but some experts say it's unnecessary. Instead, the time to consult a lawyer is when you are first putting your disciplinary policy in place.

In certain circumstances, however, getting the input of an attorney can be crucial. When you encounter situations that are completely outside of your ken, or need to be handled delicately because of a confluence of factors, it's time to get your general counsel on the horn. For example, Reed says that if the employee in question recently "made complaints of racial or gender discrimination, yet the behavior or performance problem does exist, it's a good idea to talk to an attorney about how you might approach that person."

Kane notes that another reason to consult an attorney is "if you have reason to believe that there's some legal defect in what you're asking [your employees] to do." This is not to say you're asking them to do something illegal, but maybe you have a stringent policy that others might find unreasonable, Kane gives the example of a Hooters franchise having an unwritten expectation that the wait staff behave in a coquettish manner. The lawyer will sit down with you and say, "'gee, let's see if we can figure out a way to defend your potentially goofy policy," Kane says.

Dig Deeper: Should Your Lawyer Specialize in Entrepreneurship?

How a Write a Warning Letter for Employee Conduct: Document Everything

Documenting your written communiqués is simple enough (just start a file and print duplicates of everything), but keeping track of your verbal communications can be a chore. Still, it can be useful both for reminding an employee of what you've already told them and when, and for protecting you in the event of a lawsuit down the road.

Once you're at the stage of issuing a warning letter, you may want to ask the employee to sign somewhere on the document to confirm that they received it and to verify that they understand and agree to conditions they must meet. Some employees are resistant to that idea but Kane suggests that "if they say they won't sign it, then the smart thing to say is 'okay, would you mind writing something that says I refuse to sign?' and oftentimes they'll say yes."

Dig Deeper: How to Write a Termination Notice

How a Write a Warning Letter for Employee Conduct: What it Should Contain

There are three main components of the body of a warning letter to an employee. First you need to outline the prior conduct that was unacceptable then you need to identify, by contrast, the required or expected conduct. "Lastly," says Kane, "and this is what's most often left out, is the consequences of a failure to follow that prescribed or proscribed behavior." Reed notes that it's important to be as specific as possible both in the text of the warning letter and in the verbal communications that lead up to it. That way, there is as little room as possible for misinterpretation.

The tone of the warning letter can also vary dramatically depending on the severity of the infraction the employee has committed. At the two extremes, you can either create "a formal letter that's really designed to open the door for improving the employee's performance," says Williams, or one "that's really just documenting the reasons why you've got to let them go."

Dig Deeper: A Sample Behavioral Change Warning

How a Write a Warning Letter for Employee Conduct: How to Deliver It

Once you've written the warning letter, the most difficult task is still ahead of you. It's not the kind of thing you can just leave on an employee's desk or shoot to them in an e-mail. It has to be accompanied by an in-person conversation. This conversation is also a good point of reference for the employee in case "you worded the letter more harshly or more leniently than you intended to," Williams says. If you have a virtual employee, follow up on the written or electronic copy of the letter with a phone call or video chat.

Since small businesses often have closely-knit workforces with almost familial bonds, it can be uncomfortable for an employer to confront an employee about their behavior, which sometimes leads the manager or CEO to postpone the conversation until the conduct becomes intolerable. At that point, the supervisor's anger and frustration will likely come across in-person or in a letter, which is counterproductive. Responding to developing problems quickly and role-playing the conversation with a fellow supervisor or manager before reaching out to the employee can help you avoid such an outcome.

Even if you keep your temper in check, it is easy to accidentally humiliate the employee if you don't consider their need for privacy in the matter. Holding the conversation privately and holding it without the person's co-workers knowing are too separate things, but if you exercise discretion and communicate via e-mail that you need to speak with the employee, you can keep the situation under wraps.

Finally Williams suggests that you could soften the blow of the warning letter with positive feedback but that you shouldn't do so at the expense of clarity. "I think that it's very import to stress the positive, but at the point where you're writing a letter and you're thinking of firing the person, you have to make sure that you're not including the positive to make it easier for yourself," she says.

Dig Deeper: How to Communicate in a Crisis
https://www.inc.com/guides/how-to-communicate-in-a-crisis.html 

 

How a Write a Warning Letter for Employee Conduct: Being Consistent

An important component of warning an employee that they need improvement is being consistent over time. You will begin to look foolish very quickly, and possibly even weather lawsuits, if you criticize one employee for his or her lateness and not another.

In addition to drawing on your policies and precedents in your company's history, one way to be more consistent is to have standard templates for documenting problems as they develop. The consistency must encompass not just the documentation, or even the warning letter itself, but the follow up actions you take. "If you say, 'one more time and I'm going to fire you,' and you don't, then you're in trouble," Kane says. You could very well lose your authority not just in the eyes of the employee you're attempting to penalize but in front of the rest of your staff.

Dig Deeper: How to Handle Employee Complaints

How a Write a Warning Letter for Employee Conduct: Following Up

Whether your employee responds positively or negatively to your warning letter can depend largely on how you handle the situation. If you've handled it well, then the desired behavior will begin to manifest in the coming days and weeks after your conversation. However, if you've let your anger or frustration with the employee seep into the tone of your written and verbal communications, they can respond with withdrawal behaviors – often characterized by a lowered desire to complete their work.

Another possible response is that the employee will feel personally slighted, and he or she might even want to take revenge of some kind. Of course the primary indicator that the warning letter has been a failure is that there is no behavioral change on the part of the employee.

If the employee responds well to the warning letter and changes their behavior, be sure to follow up with positive feedback for their efforts to change their conduct. If the employee reacts poorly to the warning letter you need to decide if it's because you handled the situation badly or because they simply do not want to accommodate the rules you laid out for them.

If the latter situation is the case, you want that employee out of your company as soon as possible so that they do not cause further problems. But if the former is the case and you were overly harsh in meting out your criticism, Williams says: "I don't think you can underplay the value of an apology. You can sit down and say 'I really communicated this in a way I didn't intend and I really value you as an employee.'"

Dig Deeper: How to Improve Employee Retention

Start the letter in a memo format that provides essential information as to what the what happened and as to why the employee's conduct merits a reprimand.

Warning Letter to Employee for Poor Performance

written reprimand format

Welcome to the home page for the Office of Human Resources at CSUEB. We are located on the second floor of the new Student Services and Administration Building Suite 2600. Browse the menu at the left to learn more about CSUEB's benefits; career opportunities; personal and professional development seminars; HR forms and procedural guidance; and university policies. We have also established links on our homepage to other closely related campus offices.

California State University East Bay has the following training programs for which you may be required and/or requested to participate:

  • Safety Training – All employees are required to take on-line safety training.
  • Conflict of Interest/Ethics Training – Individuals who, in the course of their employment, make decisions that could have financial consequences and could result in conflict of interest are required to complete a statement of economic interests and take an on-line ethics training course. Positions include management (MPP), purchasing/procurement, procurement card holders, Student Services Professional IV, physicians, pharmacists, etc.
  • Sexual Harassment Prevention (SHP) Training – Individuals who have supervisory authority and/or serve in a MPP management position are required to take an on-line SHP training
  • Defensive Driver Training – Employees who drive on behalf of the University in the course of their employment, are required to take defensive driver training, and authorize the University to obtain their DMV driving records.
  • Family Educational Rights and Privacy Act of 1974 (FERPA) – Employees with access to student data in course of their employment shall receive training regarding adherence to federal legislation governing the confidentiality of student records.
  • Background Check/ Fingerprinting – Employees whose positions are considered “sensitive” such as those working with minor children, handling cash or financial resources, holding master keys, and those with access to personally identifiable information etc. may be subject to fingerprinting.
  • New Employee Orientation – all employees – staff, faculty and management are invited to a new employee orientation concerning employee benefits programs, payroll plans, computer usage, campus protocol, safety and other topics.
WATCH THE VIDEO ON THEME: How to Give Written Warnings at Work

This memo serves as a written reprimand regarding your failure to perform the required functions of your position by completing duties outlined.

written reprimand format
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